Head of Compliance and Operational Risk, DNB Finland

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Alkuperäinen julkaisupäivä 14.9.2021

Head of Compliance and Operational Risk, DNB Finland

A new key position in compliance and operational risk management in DNB Finland is under establishment. Are you motivated by keeping local oversight, advise business side and collaborate closely with both local and global colleagues? Are you our new Head of Compliance and Operational Risk, DNB Finland?

DNB is Norway's largest financial services group and one of the largest in the Nordic region in terms of market capitalisation. DNB Finland, established in 2004, offers corporate banking services, mainly lending and cash management solutions to Nordic large corporates. For the purposes of delivering on the bank´s sector strategies and the Nordic ambitions, DNB Finland is now looking for a new Head of Compliance and Operational Risk.

As Head of Compliance and Operational Risk, DNB Finland you will primarily be responsible for the second line compliance and operational risk function for DNB Finland. The position will cover a broad range of responsibilities for identifying and handling compliance and operational risks advising and assisting local management and staff on regulatory obligations and best market behaviour and ensure necessary coordination and reporting, including supporting Group Compliance and Group Operational Risk at DNB Head Office in Oslo. As Head of Compliance and Operational Risk, DNB Finland, you will be member of the local advisory management committee. You will also take part in the international communities of Heads of Compliance and Heads of Operational Risk managed by Group Compliance and Group Operational Risk. The Head of Compliance and Operational Risk DNB Finland will report to the General Manager of DNB Finland and will have a functional reporting line to Group Compliance Group and Operational Risk and in Oslo.

Key responsibilities:

  • Responsible for ensuring an effective and trustworthy compliance and operational risk function in DNB Finland, including the local anti-money laundering officer role (2nd line) in accordance with governance documents
  • Responsible for ensuring that the first line of defence actively identifies, mitigates, monitors, and reports risk related to insufficient compliance with external regulations, as well as group governance documents
  • Personal data / GDPR from second line perspective
  • Responsible for ensuring that the risk function always has a sound understanding of the business that enables the function to serve as a relevant specialist advisor for the first line of defence
  • Responsible for preparing operational risk and compliance risk assessments and controls in accordance with annual plans.
  • Contributor in communications with relevant regulatory authorities
  • Responsible for the day-to-day second line contact between Group Compliance, Group Operational Risk, and DNB Finland, including reporting compliance breaches and risk events
  • Follow up on audit findings or other relevant findings regarding DNB Finland´s operations
  • Contribute to systematic development and improvement of methods and tools for operational risk and compliance management

Key qualifications:

  • Firm understanding of corporate and investment banking products and relevant banking, securities and compliance laws and regulations
  • Relevant education at college/university level, preferably master level in law or business or equivalent
  • Broad and relevant compliance and operational risk experience from the financial services sector
  • In depth knowledge of applicable regulation and industry standards
  • Strong communication skills and ability to coordinate and improve processes
  • Fluency in English (both oral and written)
  • Fluency in Finnish (both oral and written) required, Swedish an advantage
  • High level of personal integrity and a high ethical standard

Key personal skills:

  • Proactive and service minded approach to responsibilities and tasks
  • Great communication and cooperating skills, ability to find practical solutions
  • A proactive and problem-solving mindset
  • Ability to deal with complex situations and uncertainties under time pressure
  • Easy to adopt new knowledge

The recruitment is carried out in cooperation with Experis. If this sounds interesting to you, please apply in English by sending your CV and motivation letter with your salary request through Experis website www.experis.fi by 28.9.2021. For more information, feel free to contact Senior Consultant Janne Aho, +358 40 838 1935 or janne.aho@fi.experis.com

Experis™ is the global leader in professional resourcing and project based workforce solutions. We attract, assess and place specialist professional talent, connecting the passion of individuals with the ambition of business. We specialize in providing professional opportunities across IT and Engineering, Finance and Accounting, Sales, Marketing, Communications and HR. We deliver high-demand talent for mission-critical positions to clients in over 50 countries. Experis is part of ManpowerGroup, the world leader in innovative workforce solutions.

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  • Ilmoitusnumero: 1499188
  • Tehtäväalue: Taloushallinto ja tilintarkastus
  • Työsuhde: Vakituinen työsuhde
  • Työn tyyppi: Kokopäiväinen
  • Hakuaika päättyy: 28.9.2021
  • Hakuosoite: www-osoite
  • Yhteyshenkilö: Janne Aho
  • Puhelin: 020 1700 100
  • Sijainti: Helsinki, Uusimaa